Industry Expertise
Product
Expertise
Industry Expertise
All investment banking and securities transactions are conducted through East Wind Securities, LLC (see www.eastwindadvisors.com). The investment bankers at Daroth Capital have extensive experience executing transactions in a broad range of industries, including:
| Aerospace | |
| Client | Product |
| Arde Inc. | Sell-Side Advisory |
| Banner Industries | Buy-Side Advisory |
| Banner Industries | Buy-Side Advisory |
| Banner Industries | Subordinated Debt Offering |
| Banner Industries | Preferred Stock Offering |
| Banner Industries | Common Stock Offering |
| Fairchild Corp. | Financial Advisory |
| Fairchild Corp. | Term Loan Advisory |
| MAG Aerospace Industries, Inc. | Buy-Side Advisory |
| MAG Aerospace Industries, Inc. | Senior Notes Offering |
| MAG Aerospace Industries, Inc. | Subordinated Debt Offering |
| McWilliams Forge Company Inc. | Sell-Side Advisory |
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| Building Products | |
| Client | Product |
| Builders First Source | Term Loan Advisory |
| Lafarge Corporation | Buy-Side Advisory |
| Mueller Industries, Inc. | Common Stock Offering |
| Nationwide Industries, Inc. | Sell-Side Advisory |
| Nortek, Inc. | Buy-Side Advisory |
| Nortek, Inc. | Buy-Side Advisory |
| Nortek, Inc. | Buy-Side Advisory |
| Nortek, Inc. | Sell-Side Advisory |
| Nortek, Inc. | Sell-Side Advisory |
| Nortek, Inc. | Sell-Side Advisory |
| Nortek, Inc. / Ply-Gem | Sell-Side Advisory |
| Nortek, Inc. | Senior Notes Offering |
| Nortek, Inc. | Subordinated Debt Offering |
| Nortek, Inc. | Senior Notes Offering |
| Nortek, Inc.. | Senior Notes Offering |
| Nortek, Inc.. | Common Stock Offering |
| P&F Industries, Inc. | Sell-Side Advisory |
| Scovill | Subordinated Debt Offering |
| Samling Strategic Corporation Sdn Bhd | Buy-Side Advisory |
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| Business & Financial Services | |
| Client | Product |
| American Commercial Lines LLC | Sell-Side Advisory |
| American Commercial Lines LLC | Subordinated Debt Offering |
| Clearbid | Credit Facility |
| Federal Information Technologies Systems | Buy-Side Advisory |
| Federal Information Technologies Systems | Bank Credit Facility |
| Federal Information Technologies Systems | Common Stock Offering |
| MSX International, Inc. | Subordinated Debt Offering |
| PA Consulting plc | Buy-Side Advisory |
| The Thermo Opportunity Fund, Inc | Initial Public Offering |
| TradeCard (Warburg Pincus) | Preferred Stock Offering |
| Unifund Group | Senior Notes Offering for SPV |
| WP Bridge Fund | Bank Credit Facility |
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| Consumer Products and Retail | |
| Client | Product |
| All-Clad Metalcrafters | Sell-Side Advisory |
| All-Clad Metalcrafters | Bank Credit Facility |
| Alliance Entertainment Corp. | Buy-Side Advisory |
| Alliance Entertainment Corp. | Sell-Side Advisory |
| Alliance Entertainment Corp. | Senior Notes Offering |
| Anvil Knitwear, Inc. | Sell-Side Advisory |
| Anvil Knitwear, Inc. | Senior Notes Offering |
| Apparel Retailers, Inc. | Senior Discount Notes |
| Astrum International | Restructuring |
| Bassin Distributors | Senior Notes Offering |
| Converse Inc. | Convertible Debt Offering |
| Culligan Water Technologies, Inc. | Initial Public Offering |
| Keystone Camera | Buy-Side Advisory |
| Levitz Furniture Incorporated | Senior Notes Offering |
| Levitz Furniture Incorporated | Sub Debt Offering |
| Remington Products Company L.L.C. | Buy-Side Advisory |
| Remington Products Company L.L.C. | Senior Notes Offering |
| Revco D.S., Inc. | Buy-Side Advisory |
| Revlon Group Inc. | Bank Credit Facility |
| Russ Berrie Foundation | Sell-Side Advisory |
| Samsonite Corporation | Senior Notes Offering |
| Sbarro, Inc. | Buy-Side Advisory |
| Sbarro, Inc. | Senior Notes Offering |
| Specialty Retailers, Inc. | Senior Notes Offering |
| Specialty Retailers, Inc. | Sub Debt Offering |
| Supreme International Corporation | Senior Notes Offering |
| Sure Fit Inc. | Sell-Side Advisory |
| Tambrands Inc. | Senior Notes Offering |
| Triarc Companies, Inc. | Senior Notes Offering |
| Triarc Companies, Inc. | Subordinated Debt Offering |
| Woodward & Lothrop | Senior Notes Offering |
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| Environmental | |
| Client | Product |
| Air & Water Technologies Corporation | Consent |
| Continental Waste Industries, Inc. | Common Stock Offering |
| Corrpro Companies, Inc. | Common Stock Offering |
| Metcalf & Eddy Cos | Common Stock Offering |
| Mid-American Waste Systems, Inc. | Subordinated Debt Offering |
| Philip Environmental Inc. | Common Stock Offering |
| Thermo Ecotek Corporation | Convertible Debt Offering |
| Thermo Eurotech Corporation | Common Stock Offering |
| Thermo Fibergen Inc. | Initial Public Offering |
| Thermo Remediation Inc. | Buy-Side Advisory |
| Thermo Remediation Inc. | Initial Public Offering |
| Thermo Remediation Inc. | Convertible Debt Offering |
| Thermo TerraTech Inc. | Convertible Debt Offering |
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| Health Care | |
| Client | Product |
| Angeion Corporation | Common Stock Offering |
| Damon Clinical Laboratories, Inc. | Sell-Side Advisory |
| Damon Clinical Laboratories, Inc. | Common Stock Offering |
| Executone Healthcare Inc. | Sell-Side Advisory |
| Medical Numerics, Inc. | General Advisory / Joint Venture |
| The Multicare Companies, Inc. | Convertible Debt Offering |
| Thermedics Inc. | Buy-Side Advisory |
| Thermedics Inc. | Convertible Debt Offering |
| Thermo Bioanalysis Corporation | Initial Public Offering |
| Thermo Bioanalysis Corporation | Common Stock Offering |
| Thermo Cardiosystems Inc. | Convertible Debt Offering |
| ThermoLase Corporation | Initial Public Offering |
| ThermoLase Corporation | Common Stock Offering |
| Trex Medical Corporation | Initial Public Offering |
| Trex Medical Corporation | Common Stock Offering |
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| Manufacturing | |
| Client | Product |
| American Banknote Corporation | General Advisory |
| Andrews Group Incorporated | Tender Offer |
| Anvil Knitwear, Inc. | Sell-Side Advisory |
| Anvil Knitwear, Inc. | Senior Notes Offering |
| Applied Optical Security plc | Sell-Side Advisory |
| Arde Inc. | Sell-Side Advisory |
| Astrum International | Restructuring |
| Avery Inc. | Senior Notes Offering |
| Banner Industries, Inc. | Buy-Side Advisory |
| Banner Industries, Inc. | Buy-Side Advisory |
| Banner Industries, Inc. | Subordinated Debt Offering |
| Banner Industries, Inc. | Preferred Stock Offering |
| Banner Industries, Inc. | Sell-Side Advisory |
| Banner Industries, Inc. | Buy-Side Advisory |
| Banner Industries, Inc. | Common Stock Offering |
| Bell and Howell Co. | Sell-Side Advisory- Domestic |
| Bell and Howell Co. | Sell-Side Advisory- International |
| Bell and Howell Co. | Sell-Side Advisory- Domestic |
| Box USA Group Inc. | Senior Notes Offering |
| Builders First Source | Term Loan Advisory |
| CJI Industries, Inc. | Buy-Side Advisory |
| CJI Industries, Inc. | Consent |
| CJI Industries, Inc. | Senior Notes Offering |
| CJI Industries, Inc. | Senior Notes Offering |
| CJI Industries, Inc. | Subordinated Debt Offering |
| Clark-Schwebel Corporation (Vestar Capital) | Senior Notes Offering |
| Collins & Aikman Group, Inc. | Buy-Side Advisory |
| Collins & Aikman Group, Inc. | Common Stcok Offering |
| Culligan Water Technologies Inc. | Initial Public Offering |
| Easco Inc. | Sell-Side Advisory |
| Eloquence Corporation | Financial Advisory |
| Fairchild Corp. | Financial Advisory |
| Fairchild Corp. | Term Loan Advisory |
| Florida Coast Paper Co. LLC | Senior Notes Offering |
| GenTek, Inc. (Latona Associates) | Subordinated Debt Offering |
| Heartland Industrial Partners LP | Buy-Side Advisory |
| HMG Digital Technologies Corp. | Sell-Side Advisory |
| Kaiser Aluminum Corp. | Senior Notes Offering |
| Kaiser Aluminum Corp. | Preferred Stock Offering |
| Keystone Consolidated Industries Inc. | Senior Notes Offering |
| Klearfold, Inc. (Heritage Partners) | Sell-Side Advisory |
| Lafarge Corporation | Buy-Side Advisory |
| LINQ Industrial Fabrics Inc. (Lincolnshire) | Sell-Side Advisory |
| MacAndrews & Forbes Group Inc. | Consent |
| MacAndrews & Forbes Holdings Inc. | Consent |
| Mac-Gray Corporation | Initial Public Offering |
| MAG Aerospace Industries, Inc. | Buy-Side Advisory |
| MAG Aerospace Industries, Inc. | Senior Notes Offering |
| MAG Aerospace Industries, Inc. | Subordinated Debt Offering |
| Maxxam, Inc. | Senior Notes Offering |
| Maxxam, Inc. | Senior Notes Offering |
| Metrika Systems Corporation | Common Stock Offering |
| McWilliams Forge Company Inc. | Sell-Side Advisory |
| Mosler Inc. (Kelso) | Restructuring |
| Mueller Industries Inc. | Common Stock Offering |
| Nationwide Industries, Inc. | Sell-Side Advisory |
| Nortek, Inc. | Buy-Side Advisory |
| Nortek, Inc. | Fairness Opinion |
| Nortek, Inc. | Buy-Side Advisory |
| Nortek, Inc. | Sell-Side Advisory |
| Nortek, Inc. | Sell-Side Advisory |
| Nortek, Inc. | Sell-Side Advisory |
| Nortek, Inc. | Senior Notes Offering |
| Nortek, Inc. | Subordinated Debt Offering |
| Nortek, Inc. | Senior Notes Offering |
| Nortek, Inc. | Senior Notes Offering |
| Nortek, Inc. | Common Stock Offering |
| Nortek, Inc. / Ply-Gem | Sell-Side Advisory |
| Northwestern Steel & Wire Co. | Restructuring |
| P&F Industries, Inc. | Sell-Side Advisory |
| Polaroid Corp. | Sell-Side Advisory |
| Remington Products Company L.L.C. | Buy-Side Advisory |
| Remington Products Company L.L.C. | Senior Notes Offering |
| Rexnord Corp. | Initial Public Offering |
| Rexnord Corp. | Senior Notes Offering |
| Rexnord Corp. | Subordinated Debt Offering |
| Rexnord Corp. | Bank Credit Facility |
| Rexnord Corp. | Tender Offer |
| Rex-PT, Inc. | Buy-Side Advisory |
| Rex-PT, Inc. | Subordinated Debt Offering |
| Rex-PT, Inc. | Common Stock Offering |
| Rex-PT, Inc. | Preferred Stock Offering |
| Rex-PT, Inc. | Convertible Debt Offering |
| Stone Container Corp. | Senior Notes Offering |
| Stone Container Corp. | Senior Notes Offering |
| Stone Container Corp. | Senior Notes Offering |
| Stone Container Corp. | Common Stock Offering |
| Stone Container Corp. | Exchange Offer |
| TBG Industries | Sell-Side Advisory |
| Thermedics Detection Inc. | Common Stock Offering |
| Thermo Ecotek Corporation | Initial Public Offering |
| Thermo Electron Corporation | Convertible Debt Offering |
| Thermo Electron Corporation | Convertible Debt Offering |
| Thermo Instrument Systems Inc. | Buy-Side Advisory |
| Thermo Instrument Systems Inc. | Convertible Debt Offering |
| Thermo Optek Corporation | Initial Public Offering |
| Thermo Optek Corporation | Convertible Debt Offering |
| Thermo Sentron Corporation | Initial Public Offering |
| Thermo Voltek Corp. | Convertible Debt Offering |
| ThermoLyte Corporation | Common Stock Offering |
| ThermoQuest Corporation | Initial Public Offering |
| ThermoQuest Corporation | Convertible Debt Offering |
| ThermoSpectra Corporation | Initial Public Offering |
| ThermoSpectra Corporation | Common Stock Offering |
| ThermoTrex Corporation | Common Stock Offering |
| Triangle Industries, Inc. | Buy-Side Advisory |
| Triangle Industries, Inc. | Consent |
| Triangle Industries, Inc. | Senior Subordinated Debt Offering |
| Triangle Industries, Inc. | Subordinated Debt Offering |
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| Media & Telecommunications | |
| Client | Product |
| Aether Systems, Inc. | Initial Public Offering |
| Aether Systems, Inc. | Common Stock Offering |
| Alliance Entertainment Corp. | Buy-Side Advisory |
| Alliance Entertainment Corp. | Sell-Side Advisory |
| Alliance Entertainment Corp. | Senior Notes Offering |
| Ascent Entertainment | Sell-Side Advisory |
| Bassin Distributors | Senior Notes Offering |
| CANTV | Guaranteed Notes Offering |
| Communication Dynamics, Inc. | Subordinated Debt Offering |
| Global Crossing | Senior Notes Offering |
| Global Crossing | Buy-Side Advisory |
| Global Crossing | Buy-Side Advisory |
| Grupo Iusacell, SA de CV | Senior Secured Credit Facilities |
| Grupo Iusacell, SA de CV | Senior Notes Offering |
| Helicon Partners | Buy-Side Advisory |
| Insight Communications (Vestar Captial) | Preferred Stock Offering |
| Insight Communications (Vestar Captial) | Initial Public Offering |
| Ixnet, Inc. | Initial Public Offering |
| Ixnet, Inc. | Sell-Side Advisory |
| Level3 Communications | Senior Secured Credit Facilities |
| MIH, Ltd | Initial Public Offering |
| MobileStar Network Corporation | Preferred Stock Offering |
| NTL Inc. | Buy-Side Advisory |
| NTL Inc. | Buy-Side Advisory |
| NTL Inc. | Buy-Side Advisory |
| NTL Inc. | Buy-Side Advisory |
| NTL Inc. | Fairness Opinion |
| NTL Inc. | Fairness Opinion |
| NTL Inc. | Senior Notes Offering |
| NTL Inc. | Senior Notes Offering |
| NTL Inc. | Senior Notes Offering |
| NTL Inc. | Senior Notes Offering |
| NTL Inc. | Consent |
| NTL Inc. | Bank Credit Facility |
| NTL Inc. | Balance Sheet Restructuring Advisory |
| OmniSky Corporation | Sell-Side Advisory |
| OmniSky Corporation | Initial Public Offering |
| Pacific Brokerage | Sell-Side Advisory |
| PNV, Inc. (Park 'N View) | Senior Notes Offering |
| PRN Corp. | Strategic Advisory |
| PSINet Inc. | Buy-Side Advisory |
| PSINet Inc. | Senior Notes Offering |
| PSINet Inc. | Senior Notes Offering |
| PSINet Inc. | Convertible Debt Offering |
| PSINet Inc. | Common Stock Offering |
| Startel | Senior Secured Credit Facility |
| Viatel, Inc. | PIPE Placement |
| Verio, Inc. | Common Stock Offering |
| Verio, Inc. | Bank Credit Facility |
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| Natural Resources | |
| Client | Product |
| Access Energy | Buy-Side Advisory |
| Avery Inc | Senior Notes Offering |
| Chiles Offshore Corporation | Senior Notes Offering |
| Chiles Offshore Corporation | Common Stock Offering |
| Clark Refining and Marketing Inc. | Senior Notes Offering |
| Clark-Schwebel Corporation (Vestar Capital) | Senior Notes Offering |
| Easco Inc. | Sell-Side Advisory |
| GenTek, Inc. (Latona Associates) | Subordinated Debt Offering |
| Keystone Consolidated Industries Inc. | Senior Notes Offering |
| LINQ Industrial Fabrics, Inc. (Lincolnshire) | Sell-Side Advisory |
| Maxxam Inc. | Senior Notes Offering |
| Maxxam Inc. | Senior Notes Offering |
| Niagara Mohawk Power Corporation | Subordinated Debt Offering |
| Northwestern Steel & Wire Co. | Restructuring |
| SAExploration Holdings, Inc. | Senior Secured Notes |
| Sunshine Mining and Refining Company | Buy-Side Advisory |
| Sunshine Mining and Refining Company | Senior Notes Offering |
| Sunshine Mining and Refining Company | Convertible Debt Offering |
| Sunshine Mining and Refining Company | Convertible Debt Offering |
| Sunshine Mining and Refining Company | Common Stock Offering |
| Sunshine Mining and Refining Company | Common Stock Offering |
| Sunshine Mining and Refining Company | Exchange Offer |
| Uniroyal Chemical Company, Inc. | Consent |
| Uniroyal Chemical Company, Inc. | Senior Notes Offering |
| The Western Company of North America | Senior Notes Offering |
| The Western Company of North America | Convertible Debt Offering |
| The Western Company of North America | Common Stock Offering |
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| Paper and Packaging | |
| Client | Product |
| Box USA Group Inc. | Senior Notes Offering |
| CJI Industries, Inc. | Buy-Side Advisory |
| CJI Industries, Inc. | Consent |
| CJI Industries, Inc. | Senior Notes Offering |
| CJI Industries, Inc. | Senior Notes Offering |
| CJI Industries, Inc. | Subordinated Debt Offering |
| Florida Coast Paper Company, Inc. | Senior Notes Offering |
| Kaiser Aluminum | Senior Notes Offering |
| Kaiser Aluminum | Preferred Stock Offering |
| Klearfold, Inc. (Heritage Partners) | Sell-Side Advisory |
| Pechiney Packaging Inc. | Debt Defeasance |
| Stone Container Corp. | Senior Notes Offering |
| Stone Container Corp. | Senior Notes Offering |
| Stone Container Corp. | Senior Notes Offering |
| Stone Container Corp. | Common Stock Offering |
| Stone Container Corp. | Exchange Offer |
| Triangle Industries, Inc. | Buy-Side Advisory |
| Triangle Industries, Inc. | Consent |
| Triangle Industries, Inc. | Senior Subordinated Debt Offering |
| Triangle Industries, Inc. | Subordinated Debt Offering |
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| Real Estate | |
| Client | Product |
| Avatar Holdings Inc. | Buy-Side Advisory |
| Avatar Holdings Inc. | Convertible Debt Offering |
| Avatar Holdings Inc. | Exchange Offer |
| Fairchild Corp. | Financial Advisory |
| Fairchild Corp. | Term Loan Advisory |
| Holly Residential Properties Inc. | Sell-Side Advisory |
| National Health Investors, Inc. | Convertible Debt Offering |
| National Health Investors, Inc. | Common Stock Offering |
| National Health Investors, Inc. | Preferred Stock Offering |
| PDQ Properties | Buy-Side Advisory |
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| Technology / Software | |
| Client | Product |
| Checkpoint Systems, Inc. | Common Stock Offering |
| Checkpoint Systems, Inc. | Convertible Debt Offering |
| Checkpoint Systems, Inc. | Common Stock Offering |
| eLOT, Inc. | General Advisory |
| Entrust | Initial Public Offering |
| Executone Healthcare Inc. | Sell-Side Advisory |
| Executone Information Systems Inc. | Sell-Side Advisory |
| Federal Information Technologies Systems | Buy-Side Advisory |
| Federal Information Technologies Systems | Bank Credit Facility |
| Federal Information Technologies Systems | Common Stock Offering |
| Federal Information Technologies Systems | Buy-Side Advisory |
| Federal Information Technologies Systems | Bank Credit Facility |
| Learn2.com, Inc. | Buy-Side Advisory |
| Nortel/Entrust, Inc. | Preferred Stock Offering |
| OmniSky Corporation | Buy-Side Advisory |
| OmniSky Corporation | Initial Public Offering |
| OmniSky Corporation | Preferred Stock Offering |
| OmniSky Corporation | Preferred Stock Offering |
| OmniSky Corporation | Preferred Stock Offering |
| Overwatch Systems, Inc. | Buy-Side Advisory |
| Overwatch Systems, Inc. | Buy-Side Advisory |
| Overwatch Systems, Inc. | Sell-Side Advisory |
| US Order, Inc. | Sell-Side Advisory |
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| Transportation | |
| Client | Product |
| Adsteam Marine Ltd. | Buy-Side Advisory |
| Ambassadors International, Inc. | Common Stock Offering |
| American Commercial Lines L.L.C. | Sell-Side Advisory |
| American Commercial Lines L.L.C. | Subordinated Debt Offering |
| Florida East Coast Industries, Inc. | Advisory |
| Pacific Basin Bulk Shipping Ltd. | Initial Public Offering |
| Viad Corp. | Sell-Side Advisory |
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