The investment bankers at Daroth Capital Advisors have extensive experience
executing the following types of transactions:
| Mergers & Acquistions / Buy-Side
Advisory |
| Client |
| Access Energy |
| Adsteam Marine Ltd. |
| Alliance Entertainment Corp. |
| Avatar Holdings Inc. |
| Banner Industries |
| Banner Industries |
| Banner Industries |
| CJI Industries, Inc. |
| Collins & Aikman Group, Inc. |
| Federal Information Technologies Systems |
| Federal Information Technologies Systems |
| Global Crossing |
| Heartland Industrial Partners LP |
| Helicon Partners |
| Keystone Camera |
| Lafarge Corporation |
| Learn2.com, Inc. |
| MAG Aerospace Industries, Inc. |
| Medical Numerics, Inc. (JV Investment) |
| Nortek, Inc. |
| Nortek, Inc. |
| Nortek, Inc. |
| NTL Inc. |
| NTL Inc. |
| NTL Inc. |
| NTL Inc. |
| OmniSky Corporation |
| Overwatch Systems, Inc. |
| Overwatch Systems, Inc. |
| PA Consulting plc |
| PDQ Properties |
| PSINet Inc. |
| Remington Products Company L.L.C. |
| Revco D.S., Inc. |
| Rex-PT, Inc. |
| Sbarro, Inc |
| Sunshine Mining and Refining Company |
| Thermedics Inc. |
| Thermo Instrument Systems Inc. |
| Thermo Remediation Inc. |
| Triangle Industries, Inc. |
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| Mergers & Acquistions / Sell-Side
Advisory |
| Client |
| Arde Inc. |
| All-Clad Metalcrafters |
| Alliance Entertainment Corp. |
| American Commercial Lines L.L.C. |
| Anvil Knitwear, Inc. |
| Applied Optical Security plc |
| Ascent Entertainment |
| Banner Industries |
| Bell and Howell Co. |
| Bell and Howell Co. |
| Bell and Howell Co. |
| Collins & Aikman Group, Inc. |
| Damon Clinical Laboratories, Inc. |
| Easco Inc. |
| Executone Healthcare Inc. |
| Executone Information Systems Inc. |
| HMG Digital Technologies Corp. |
| Holly Residential Properties Inc. |
| Ixnet, Inc. |
| Klearfold, Inc. (Heritage Partners) |
| LINQ Industrial Fabrics Inc. (Lincolnshire) |
| McWilliams Forge Company Inc. |
| Nortek, Inc. |
| Nortek, Inc. |
| Nortek, Inc. |
| Nortek, Inc. / Ply-Gem |
| OmniSky Corporation |
| Overwatch Systems, Inc. |
| Pacific Brokerage |
| Polaroid Corp. |
| Russ Berrie Foundation |
| Sure Fit Inc. |
| TBG Industries |
| US Order, Inc. |
| Viad, Corp. |
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| Initial Public Offerings |
| Client |
| Aether Systems, Inc. |
| Culligan Water Technologies Inc. |
| Entrust |
| Insight Communications (Vestar Captial) |
| Ixnet, Inc. |
| Mac-Gray Corporation |
| MIH, Ltd |
| OmniSky Corporation |
| Pacific Basin Bulk Shipping Limited |
| Rexnord Corp. |
| The Thermo Opportunity Fund, Inc |
| Thermo Bioanalysis Corporation |
| Thermo Ecotek Corporation |
| Thermo Fibergen Inc. |
| Thermo Optek Corporation |
| Thermo Remediation Inc. |
| Thermo Sentron Corporation |
| ThermoLase Corporation |
| ThermoQuest Corporation |
| Thermospectra Corporation |
| Trex Medical Corporation |
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| Common Stock Offerings |
| Client |
| Aether Systems, Inc. |
| Ambassadors International, Inc. |
| Angeion Corporation |
| Banner Industries |
| Checkpoint Systems, Inc. |
| Checkpoint Systems, Inc. |
| Chiles Offshore Corporation |
| Collins & Aikman Group, Inc. |
| Continental Waste Industries, Inc. |
| Corrpro Companies, Inc. |
| Damon Clinical Laboratories, Inc. |
| Damon Clinical Laboratories, Inc. |
| Federal Information Technologies Systems |
| Metcalf & Eddy Cos |
| Metrika Systems Corporation |
| Mueller Industries Inc. |
| National Health Investors, Inc. |
| Nortek, Inc. |
| Philip Environmental Inc. |
| PSINet Inc. |
| Rex-PT, Inc. |
| Stone Container Corp. |
| Sunshine Mining and Refining Company |
| Sunshine Mining and Refining Company |
| Thermedics Detection Inc. |
| Thermo Bioanalysis Corporation |
| Thermo Eurotech Corporation |
| ThermoLase Corporation |
| ThermoLyte Corporation |
| ThermoSpectra Corporation |
| ThermoTrex Corporation |
| Trex Medical Corporation |
| Verio, Inc. |
| The Western Company of North America |
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| Preferred Stock Offerings |
| Client |
| Banner Industries |
| Insight Communications |
| Kaiser Aluminum Corp. |
| MobileStar Network Corporation |
| National Health Investors, Inc. |
| Nortel/Entrust, Inc. |
| OmniSky Corporation |
| OmniSky Corporation |
| OmniSky Corporation |
| Rex-PT, Inc. |
| TradeCard (Warburg Pincus) |
| Viatel Inc. |
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| Convertible Debt Offerings |
| Client |
| Avatar Holdings Inc. |
| Checkpoint Systems, Inc. |
| Converse Inc. |
| National Health Investors, Inc. |
| PSINet Inc. |
| Rex-PT, Inc. |
| Sunshine Mining and Refining Company |
| The Multicare Companies, Inc. |
| Thermedics Inc. |
| Thermo Cardiosystems Inc. |
| Thermo Cardiosystems Inc. |
| Thermo Ecotek Corporation |
| Thermo Ecotek Corporation |
| Thermo Electron Corporation |
| Thermo Electron Corporation |
| Thermo Instrument Systems Inc. |
| Thermo Optek Corporation |
| Thermo Remediation Inc. |
| Thermo TerraTech Inc. |
| Thermo Voltek Corp. |
| ThermoQuest Corporation |
| The Western Company of North America |
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| Subordinated Debt Offerings |
| Client |
| American Commercial Lines L.L.C. |
| Banner Industries |
| CJI Industries, Inc. |
| Communication Dynamics, Inc. |
| GenTek, Inc. (Latona Associates) |
| Levitz Furniture Incorporated |
| MAG Aerospace Industries, Inc. |
| Mid-American Waste Systems, Inc. |
| MSX International, Inc. |
| Niagara Mohawk Power Corporation |
| Nortek, Inc. |
| NTL Inc. |
| NTL Inc. |
| NTL Inc. |
| NTL Inc. |
| Rexnord Corp. |
| Rex-PT, Inc. |
| Specialty Retailers, Inc |
| Triangle Industries, Inc. |
| Triangle Industries, Inc. |
| Triarc Companies, Inc. |
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| Senior Notes Offerings |
| Client |
| Alliance Entertainment Corp. |
| Anvil Knitwear, Inc. |
| Apparel Retailers, Inc. |
| Avery Inc |
| Bassin Distributors |
| Box USA Group Inc. |
| CANTV |
| Chiles Offshore Corporation |
| CJI Industries, Inc. |
| CJI Industries, Inc. |
| Clark Refining and Marketing Inc. |
| Clark-Schwebel Corporation (Vestar Capital) |
| Florida Coast Paper Co. LLC |
| GenTek, Inc. (Latona Associates) |
| Global Crossing |
| Grupo Iusacell, SA de CV |
| Kaiser Aluminum Corp. |
| Keystone Consolidated Industries Inc. |
| Levitz Furniture Incorporated |
| MAG Aerospace Industries, Inc. |
| Maxxam Inc. |
| Maxxam Inc. |
| Nortek, Inc. |
| Nortek, Inc. |
| Nortek, Inc. |
| PNV, Inc. (Park 'N View) |
| PSINet Inc. |
| PSINet Inc. |
| Remington Products Company L.L.C. |
| Rexnord Corp. |
| SABIS International Charter School |
| Samsonite Corporation |
| Sbarro, Inc |
| Specialty Retailers, Inc |
| Stone Container Corp. |
| Stone Container Corp. |
| Stone Container Corp. |
| Sunshine Mining and Refining Company |
| Supreme International Corporation |
| Tambrands Inc. |
| Triarc Companies, Inc. |
| Uniroyal Chemical Company, Inc. |
| The Western Company of North America |
| Woodward & Lothrop |
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| Bank Credit Facilities |
| Client |
| All-Clad Metalcrafters |
| Builders First Source |
| Clearbid |
| Fairchild Corp. |
| Federal Information Technologies Systems |
| Federal Information Technologies Systems |
| Grupo Iusacell, SA de CV |
| Level3 Communications |
| NTL Inc. |
| Revlon Group Inc |
| Rexnord Corp. |
| Startel |
| Verio, Inc. |
| WP Bridge Fund |
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| Restructurings, Consents, Exchange
Offers and Tender Offers |
| Client |
| Air & Water Technologies Corporation |
| Andrews Group Incorporated |
| Astrum International |
| Avatar Holdings Inc. |
| CJI Industries, Inc. |
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| MacAndrews & Forbes Group Inc. |
| MacAndrews & Forbes Holdings Inc. |
| Mosler Inc. (Kelso) |
| Northwestern Steel & Wire Co. |
| NTL Inc. |
| NTL Inc. |
| Pechiney Packaging Inc. |
| Rexnord Corp. |
| Stone Container Corp. |
| Sunshine Mining and Refining Company |
| Triangle Industries, Inc. |
| Uniroyal Chemical Company, Inc. |
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| Fairness Opinions and ESOPs |
| Client |
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| Applied Optical Security plc |
| ARDE, Inc. and ARDE Employee Stock Ownership Plan and Trust |
| Damon Clinical Laboratories, Inc. |
| Easco |
| Executive Information Systems, Inc. |
| Executone Healthcare Inc. |
| HireCounsel (HC2, Inc.) |
| Mestel & Company (The WOB Companies, Inc.) |
| Nortek, Inc. |
| NTL Inc. |
| Triangle Industries |
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| General Advisory |
| Client |
| American Banknote Corporation |
| eLOT, Inc. |
| Fairchild Corp. |
| Florida East Coast Industries, Inc. |
| PRN Corp. |
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