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Daroth Capital LLC, a New York-based firm, provides consulting and investment performance monitoring services for our clients, which include trusts, estates, family offices, private and public companies. All investment banking and securities transactions services are provided through East Wind Securities, LLC (see We work with our clients to identify, structure and execute diverse and innovative transactions. East Wind Securities, LLC is registered as a broker dealer with the SEC and is a member of the Financial Industry Regulatory Authority "FINRA" ( and SIPC ( East Wind has:

  •  Significant experience advising on middle market M&A transactions

  •  Significant experience structuring and raising capital for middle market companies

  •  Senior level attention and involvement at every step of the process

  •  Unparalleled execution capabilities

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